SGN Securities
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SunGard Global Network (SGN) Securities
The SunGard Global Network for Securities (SGN Securities) connects institutional asset managers, hedge funds and broker-dealers to trading venues worldwide. The network supports multi-asset order routing in FIX and proprietary formats, trade execution, post-trade communication, analytics and reconciliation. SGN Securities also links to major third-party order-routing networks and delivers low-latency global market data.

Commission Management Services
SunGard's Commission Management Services (CMS) offers a range of customizable solutions that enable customers to better manage commission flows and consolidate payments for 28(e) eligible services with one broker while maintaining multiple trading relationships. SunGard's CMS platform provides full transparency into the commission management lifecycle, from credit accrual and trade reconciliation to vendor payment management and monthly reporting. Our knowledgeable CMS support team maintains relationships with over 150 research and brokerage vendors, making the transition to SunGard's CMS a painless process.

SGN brokerage services and SunGard's Commission Management Services offered within the United States and Canada are provided by SunGard Brokerage & Securities Services LLC, Member NYSE/FINRA/SIPC.

SGN brokerage services offered throughout Europe, the Middle East, Africa and Asia Pacific are provided by SunGard Global Execution Services Limited which is authorised and regulated by the Financial Conduct Authority, No. 469919 * Incorporated and registered in England and Wales No. 3127109 * Registered Office: 25 Canada Square, London E14 5LQ

SunGard Global Execution Services Limited (ARBN No. 132 508 742) is exempted from licensing under Australia Securities & Investments Commission Class Order 03/1099 and is regulated by the Financial Conduct Authority under UK laws, which differ from Australian laws.